TII.TRANSACTION
INTEGRITY INITIATIVE
PROCESS

A disciplined path from evidence to decision.

The process is designed around defined transaction cases and the institutional decision each case needs to reach.

01 / TRANSACTION JOURNEY

From case intake to a documented decision.

01

Case intake

Define the transaction, parties, mineral, corridor and institutional decision in view.

02

Evidence submission

Create the controlled transaction file.

03

Evidence classification

Identify provenance, validity, verification status and applicable requirements.

04

Gate assessment

Apply the relevant AMTRF readiness requirements.

05

Finding

Record the applicable readiness outcome, deficiency, condition or stop.

06

Eligible remediation

Route correctable deficiencies through MTRF. Remediation does not issue a final PASS.

07

Independent reassessment

Return remediated requirements for separate evidence-based review.

08

Decision record

Create the evidence-linked readiness outcome and audit trail; revalidate when material facts change.

02 / READINESS GATES

Seven questions shape the assessment.

GATE 0Counterparty identity and authority
GATE 1Licensing, legal standing and exportability
GATE 2Provenance and chain of custody
GATE 3ESG, human rights and community safeguards
GATE 4AML/CFT, sanctions and funds flow
GATE 5Buyer requirements and pre-clearance
GATE 6Pre-shipment release readiness
INSTITUTIONAL ENGAGEMENT

A case progresses on evidence.

Discuss the requirements around a particular mineral transaction.

Start an institutional conversation